Case Studies

aietes is an independent management consultancy specialising in the financial sector. We support well-known clients with our tailor-made services in the following areas Investment Processes, Project Frameworks, Regulatory and Business & IT Integration.

aiestes case studies

Investment Compliance (EN)

Challenge

Investment Compliance in Asset Management regulates the examination of and compliance with statutory and contractual investment guidelines (pre- and post-trade). We support you in implementing necessary limits based on existing investment guidelines of your fund contracts and customer requirements. For this purpose, we analyse the required setup as well as the necessary class data in SimCorp Dimension for you to ensure a complete and correct investment limit check. We would be pleased to assist you with our many years of know-how in setting up and implementing the required limits in SimCorp Compliance Manager.

Procedure

  • As-is analyses, (technical) concepts (fund contracts, generic data)
  • Adaptation and setup of the necessary setup for a correct, smooth and high-performance investment limit check 
  • Analysis and optimization of an existing setup

Result

  • Implementation of investment guidelines based on existing fund contracts in SimCorp Dimension
  • A correct, complete and high-performance investment limit check
  • Linking of business departments, IT and processes as well as interface topics 

Skills aietes

  • Partial project management
  • Business analyses and (technical) concepts
  • Setup and parameterization of all necessary requirements
  • Test management and handover to the department

Your contact

Patrick Engel
Patrick EngelSenior Manager

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+41 78 663 44 12

Reference projects

  • Implementation of Compliance Manger in SimCorp Dimension (Swiss insurance company)
  • Analysis, setup and implementation of the Compliance Manager in SimCorp Dimension (Swiss Asset Manager)
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Switzerland

aietes ag
Forchstrasse 104
CH-8125 Zollikerberg

Tel.: +41 (0) 44 840 08 36
E-Mail: info@aietes.ch
Linkedin: aietes on Linkedin

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Germany

aietes GmbH
Rödingsmarkt 20
20459 Hamburg

Tel.: +49 (0) 40 300 687 320
E-Mail: info@aietes.de

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