Investment Compliance (EN)
Challenge
Investment Compliance in Asset Management regulates the examination of and compliance with statutory and contractual investment guidelines (pre- and post-trade). We support you in implementing necessary limits based on existing investment guidelines of your fund contracts and customer requirements. For this purpose, we analyse the required setup as well as the necessary class data in SimCorp Dimension for you to ensure a complete and correct investment limit check. We would be pleased to assist you with our many years of know-how in setting up and implementing the required limits in SimCorp Compliance Manager.
Procedure
- As-is analyses, (technical) concepts (fund contracts, generic data)
- Adaptation and setup of the necessary setup for a correct, smooth and high-performance investment limit check
- Analysis and optimization of an existing setup
Result
- Implementation of investment guidelines based on existing fund contracts in SimCorp Dimension
- A correct, complete and high-performance investment limit check
- Linking of business departments, IT and processes as well as interface topics
Skills aietes
- Partial project management
- Business analyses and (technical) concepts
- Setup and parameterization of all necessary requirements
- Test management and handover to the department
Your contact
Patrick EngelSenior Manager
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Reference projects
- Implementation of Compliance Manger in SimCorp Dimension (Swiss insurance company)
- Analysis, setup and implementation of the Compliance Manager in SimCorp Dimension (Swiss Asset Manager)
